Our Privacy Policy

Our practice about sharing your personal information is simple: we don’t. As far as we’re concerned, the only person who should ever make a decision about where your personal information goes is you. That’s why we don’t and won’t share any personal information you provide us with any third party for any reason, except when required by law.

Your Private Information
When you do submit data through our secure Contact Us or Ask a Question pages which use the industry-standard secure-socket protocol, we will only use that information for the indicated purpose: to contact you about opportunities with one of our broker-dealers or to answer your question. We safeguard your personal information as we do our own, and use it only to process your initial request and will not use it for any purpose beyond that. Period.

We do collect generic, non-personally identifiable data on some of the information you submit, such as how you heard about us, the state you live in, or the services you wish to know more about. This data is used only in aggregate as statistics (for example, “431 inquiries from Chicago”) that help us improve our marketing and outreach.

Other Data We Capture
We do capture usage statistics about which pages on our site are visited most and for how long (for instance, you are now making this page a little more popular than it was a moment ago), but the data captured is not personal and cannot be traced back to you in any way. This data is used to help us improve our Web site and other communications to you, as well as identify and resolve technical issues.

Despite these assurances, if you would rather not share your information over the Internet, we completely understand, and have an option for that, too: you can call us at 866.489.3100 from 7:00 am to 5:00 pm PT Monday through Friday, and we will be happy to talk with you then.